| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信贷评级服务 | 2020-11-12 | - |
| Yunfeng Financial Markets Limited | Rep | 就证券提供意见 | 2017-05-25 | 2018-03-01 |
| Rep | 证券交易 | 2017-05-25 | 2018-03-01 | |
| Yunfeng Securities Limited | Rep | 就证券提供意见 | 2017-05-25 | 2018-03-01 |
| Rep | 证券交易 | 2017-05-25 | 2018-03-01 | |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-09-11 | 2016-06-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-08-02 | 2014-05-31 |