| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Augment Wealth Advisors Limited | RO | 就期货合约提供意见 | 2021-01-13 | - |
| RO | 就证券提供意见 | 2021-01-13 | - | |
| RO | 提供资产管理 | 2021-01-13 | - | |
| RO | 期货合约交易 | 2021-01-13 | 2022-12-13 | |
| RO | 证券交易 | 2021-01-13 | 2022-12-13 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2017-12-05 | 2019-12-31 |
| Pharo Management (HK) Limited | RO | 提供资产管理 | 2015-05-18 | 2017-09-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-05-22 | 2015-02-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-05-22 | 2015-02-11 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-06-07 | 2008-02-23 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-06-07 | 2008-02-23 |
已采集记录中暂无金管局登记。