| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 期货合约交易 | 2026-07-06 | - |
| RO | 证券交易 | 2022-07-05 | - | |
| Rep | 证券交易 | 2018-06-19 | 2022-07-05 | |
| Rep | 期货合约交易 | 2018-06-19 | 2026-07-06 | |
| Altitude Principle Advisory Limited | RO | 提供资产管理 | 2017-05-22 | 2018-05-15 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 证券交易 | 2011-02-23 | 2016-03-02 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-08-10 | 2016-03-02 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2010-08-10 | 2011-02-23 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-08-10 | 2016-03-02 |
| SG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | 2004-10-05 | 2010-05-08 |
| Rep | 期货合约交易 | 2004-10-05 | 2010-05-08 | |
| Rep | 证券交易 | 2004-10-05 | 2010-05-08 |
已采集记录中暂无金管局登记。