| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2026-10-15 | - |
| RO | 证券交易 | 2018-09-03 | 2026-10-15 | |
| Rep | 证券交易 | 2018-07-23 | 2018-09-03 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2017-07-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2016-09-27 | 2017-07-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2016-09-27 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2012-03-22 | 2016-09-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 就期货合约提供意见 | 2012-03-22 | 2016-09-27 |
| RO | 期货合约交易 | 2012-03-22 | 2016-09-27 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就期货合约提供意见 | 2011-06-08 | 2016-09-27 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2011-06-08 | 2012-03-22 |
| Rep | 期货合约交易 | 2008-09-01 | 2012-03-22 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-14 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-14 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-14 | |
| Rep | 证券交易 | 2003-04-01 | 2012-03-22 |
已采集记录中暂无金管局登记。