| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SBIA (HK) Limited | RO | 证券交易 | 2021-05-05 | 2023-12-13 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2019-08-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-07-23 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2005-08-22 | 2008-05-15 |
| Rep | 证券交易 | 2005-08-22 | 2019-08-08 |