| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2013-07-12 | 2015-08-20 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-04-24 | 2015-08-20 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2012-03-19 | 2015-08-20 |
| Rep | 证券交易 | 2010-12-22 | 2015-08-20 | |
| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2010-05-27 | 2010-12-03 |
| Rep | 期货合约交易 | 2010-05-27 | 2010-12-03 | |
| Rep | 就证券提供意见 | 2009-04-09 | 2010-12-03 | |
| Rep | 证券交易 | 2009-04-09 | 2010-12-03 |