| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2012-11-28 | 2013-05-16 |
| Rep | 提供资产管理 | 2012-11-28 | 2013-05-16 | |
| Rep | 证券交易 | 2012-11-28 | 2013-05-16 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2012-08-03 | 2013-05-16 |
| Rep | 提供资产管理 | 2012-08-03 | 2013-05-16 | |
| Rep | 证券交易 | 2012-08-03 | 2013-05-16 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自动化交易服务 | 2009-10-28 | 2012-06-30 |
| Rep | 证券交易 | 2009-10-28 | 2012-06-30 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-10-28 | 2012-06-30 |