| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2023-06-12 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-06-08 | - |
| Rep | 证券交易 | 2008-08-14 | - | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-08-14 | 2016-10-10 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2008-07-02 | 2008-07-19 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2008-07-02 | 2008-07-19 |
| Rep | 证券交易 | 2008-07-02 | 2008-07-19 |