| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| StoneX Financial (HK) Limited | RO | 证券交易 | 2025-11-07 | - |
| Rep | 证券交易 | 2024-10-29 | 2025-11-07 | |
| Amherst Pierpont International Limited | RO | 就证券提供意见 | 2022-01-12 | 2022-12-11 |
| RO | 证券交易 | 2022-01-12 | 2022-12-11 | |
| Rep | 就证券提供意见 | 2016-11-15 | 2022-01-12 | |
| Rep | 证券交易 | 2016-11-15 | 2022-01-12 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 证券交易 | 2014-12-11 | 2016-09-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2011-04-19 | 2014-09-09 |
已采集记录中暂无金管局登记。