| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2011-01-28 | 2012-06-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-01-28 | 2012-06-29 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2008-07-28 | 2009-09-14 |
| Rep | 就证券提供意见 | 2008-07-28 | 2009-09-14 | |
| Rep | 期货合约交易 | 2008-07-28 | 2009-09-14 | |
| Rep | 证券交易 | 2008-07-28 | 2009-09-14 |