| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2019-07-04 | 2020-08-10 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2012-04-27 | 2015-11-25 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就期货合约提供意见 | 2011-06-22 | 2015-11-25 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2011-06-22 | 2015-11-25 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-07-10 | 2015-11-25 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-07-10 | 2015-11-25 |