| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2024-10-25 | 2024-12-13 |
| Rep | 证券交易 | 2024-10-25 | 2024-12-13 | |
| RO | 就机构融资提供意见 | 2024-04-18 | 2024-10-25 | |
| RO | 证券交易 | 2024-04-18 | 2024-10-25 | |
| Rep | 就机构融资提供意见 | 2018-10-26 | 2024-04-18 | |
| Rep | 证券交易 | 2018-10-26 | 2024-04-18 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-11-01 | 2017-09-25 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2003-10-17 | 2004-03-09 |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | - | 2003-10-13 |
| Rep | 就证券提供意见 | - | 2003-10-13 | |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 提供自动化交易服务 | - | 2003-10-13 | |
| Rep | 证券交易 | - | 2004-03-09 |