| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Goldman Sachs Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2026-07-16 | - |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 证券交易 | 2016-09-21 | 2025-11-28 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2012-06-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-05-31 | 2016-04-01 |
| Rep | 证券交易 | 2008-09-02 | 2016-04-01 |