| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2011-05-24 | 2015-06-27 |
| Rep | 证券交易 | 2011-05-24 | 2015-06-27 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2010-07-07 | 2011-03-30 |
| Rep | 证券交易 | 2010-07-07 | 2011-03-30 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2010-07-07 | 2011-03-30 |