| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2023-08-31 | 2025-08-31 |
| Morgan Stanley Asia Limited | RO | 证券交易 | 2020-01-14 | 2023-05-17 |
| Morgan Stanley Hong Kong Securities Limited | RO | 期货合约交易 | 2020-01-14 | 2023-05-17 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2016-11-01 | 2020-01-14 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2016-11-01 | 2020-01-14 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2011-08-23 | 2016-08-03 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-08-23 | 2016-08-03 |