| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT CHORUS | RO | 就期货合约提供意见 | 2017-03-02 | 2023-07-14 |
| RO | 就证券提供意见 | 2017-03-02 | 2023-07-14 | |
| RO | 提供资产管理 | 2017-03-02 | 2023-07-14 | |
| RO | 证券交易 | 2017-03-02 | 2023-07-14 | |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2013-07-10 | 2016-01-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2013-07-10 | 2016-01-05 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-11-15 | 2013-07-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-11-15 | 2013-07-10 |