Koto, Hisanori 古東久典 Hong Kong SFC License Details (ID 81003)

Koto, Hisanori 古東久典 Hong Kong SFC License Details (ID 81003)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2022-09-23	2022-09-30
Merrill Lynch Far East Limited	Rep	期货合约交易	2022-09-23	2022-09-30
	Rep	证券交易	2022-09-23	2022-09-30
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2015-07-14	2018-12-19
Merrill Lynch Far East Limited	RO	期货合约交易	2015-07-14	2019-05-31
	RO	证券交易	2015-07-14	2019-05-31
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2012-05-22	2015-07-14
Merrill Lynch Far East Limited	Rep	期货合约交易	2012-05-22	2015-07-14
	Rep	证券交易	2012-05-22	2015-07-14
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2006-08-04	2012-02-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	证券交易	2006-08-04	2012-02-17
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2006-08-04	2012-02-17