| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2013-01-02 | 2016-06-07 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-01-02 | 2016-06-07 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2010-12-13 | 2013-01-01 |
| Rep | 证券交易 | 2010-12-13 | 2016-06-07 | |
| Rep | 就机构融资提供意见 | 2005-03-22 | 2008-06-23 | |
| Rep | 证券交易 | 2005-03-22 | 2008-06-23 | |
| Rep | 就机构融资提供意见 | 2004-04-14 | 2004-12-18 | |
| Rep | 证券交易 | 2004-04-14 | 2004-12-18 |