| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI COMMODITIES & FUTURES LIMITED | Rep | 就期货合约提供意见 | 2017-03-10 | 2020-10-30 |
| Rep | 期货合约交易 | 2017-03-10 | 2020-10-30 | |
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2017-03-10 | 2020-10-30 |
| Rep | 证券交易 | 2017-03-10 | 2020-10-30 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2016-11-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-04-28 | 2016-11-01 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-04-28 | 2016-10-10 |