| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-10-12 | 2015-05-23 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-09-21 | 2015-05-23 |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2004-10-06 | 2010-08-13 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | - | 2003-04-30 |
| Rep | 就证券提供意见 | - | 2003-04-30 | |
| Rep | 提供资产管理 | - | 2003-04-30 | |
| Rep | 证券交易 | - | 2003-04-30 |