| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2026-06-10 | - |
| Rep | 就证券提供意见 | 2026-06-10 | - | |
| Rep | 提供资产管理 | 2026-06-10 | - | |
| Rep | 证券交易 | 2026-06-10 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2026-06-10 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-05-21 | 2016-06-07 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2012-03-19 | 2016-06-07 |
| Rep | 提供资产管理 | 2012-03-05 | 2016-06-07 | |
| Rep | 证券交易 | 2010-04-21 | 2016-06-07 |
已采集记录中暂无金管局登记。