| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CPIC Investment Management (H.K.) Company Limited | Rep | 就证券提供意见 | 2026-10-12 | - |
| Rep | 提供资产管理 | 2026-10-12 | - | |
| Rep | 证券交易 | 2026-10-12 | - | |
| Rep | 就证券提供意见 | 2026-01-15 | 2026-07-15 | |
| Rep | 提供资产管理 | 2026-01-15 | 2026-07-15 | |
| RO | 证券交易 | 2026-01-15 | 2026-07-15 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 证券交易 | 2018-05-09 | 2019-04-08 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2018-02-08 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-06-11 | 2018-02-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-06-11 | 2016-10-10 |
已采集记录中暂无金管局登记。