| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AMRITA CAPITAL LIMITED | RO | 就证券提供意见 | 2024-03-28 | - |
| RO | 提供资产管理 | 2024-03-28 | - | |
| Rep | 就证券提供意见 | 2024-03-06 | 2024-03-28 | |
| Rep | 提供资产管理 | 2024-03-06 | 2024-03-28 | |
| China Renaissance Securities (Hong Kong) Limited | RO | 就证券提供意见 | 2021-01-18 | 2024-02-09 |
| RO | 证券交易 | 2021-01-18 | 2024-02-09 | |
| CR Wealth and Asset Management Limited | RO | 就证券提供意见 | 2020-08-07 | 2024-02-09 |
| RO | 证券交易 | 2020-08-07 | 2024-02-09 | |
| RO | 提供资产管理 | 2019-08-14 | 2024-02-09 | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2019-05-03 | 2021-01-18 |
| Rep | 证券交易 | 2019-05-03 | 2021-01-18 | |
| CR Wealth and Asset Management Limited | Rep | 提供资产管理 | 2019-05-03 | 2019-08-14 |
| Yunfeng Securities Limited | RO | 就证券提供意见 | 2017-03-07 | 2019-01-31 |
| Yunfeng Asset Management Limited | RO | 提供资产管理 | 2016-08-10 | 2019-01-31 |
| Yunfeng Financial Markets Limited | RO | 就证券提供意见 | 2016-08-10 | 2019-01-31 |
| RO | 提供资产管理 | 2016-08-10 | 2019-01-31 | |
| RO | 证券交易 | 2016-08-10 | 2019-01-31 | |
| Yunfeng Securities Limited | RO | 证券交易 | 2016-08-10 | 2019-01-31 |
| Yunfeng Asset Management Limited | Rep | 提供资产管理 | 2016-05-11 | 2016-08-10 |
| Yunfeng Financial Markets Limited | Rep | 就证券提供意见 | 2016-05-11 | 2016-08-10 |
| Rep | 提供资产管理 | 2016-05-11 | 2016-08-10 | |
| Rep | 证券交易 | 2016-05-11 | 2016-08-10 | |
| Yunfeng Securities Limited | Rep | 证券交易 | 2016-05-11 | 2016-08-10 |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就期货合约提供意见 | 2015-11-27 | 2016-04-08 |
| Rep | 就证券提供意见 | 2015-11-27 | 2016-04-08 | |
| Rep | 提供资产管理 | 2011-11-18 | 2016-03-08 | |
| Rep | 证券交易 | 2011-11-18 | 2016-04-08 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2010-01-21 | 2011-11-05 |
| Rep | 证券交易 | 2010-01-21 | 2011-11-05 |
已采集记录中暂无金管局登记。