| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2022-09-15 | - |
| Rep | 就证券提供意见 | 2007-04-02 | 2010-12-01 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2007-04-02 | 2010-12-01 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2003-09-19 | 2022-09-15 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2003-09-19 | 2010-12-01 |