| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Grant Samuel (Hong Kong) Limited | RO | 就证券提供意见 | 2025-12-16 | - |
| RO | 就机构融资提供意见 | 2024-12-06 | - | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2022-01-07 | 2022-07-20 |
| Rep | 证券交易 | 2022-01-07 | 2022-07-20 | |
| NEW PROSPECT CAPITAL LIMITED | RO | 就证券提供意见 | 2017-11-29 | 2018-06-01 |
| RO | 证券交易 | 2017-11-29 | 2018-06-01 | |
| SHINING CAPITAL MANAGEMENT HONG KONG LIMITED | RO | 提供资产管理 | 2014-11-20 | 2017-05-31 |
| Rep | 提供资产管理 | 2013-04-11 | 2014-11-20 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2011-07-20 | 2013-02-25 |
| Rep | 证券交易 | 2011-07-20 | 2013-02-25 | |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2010-01-11 | 2011-04-14 |
| Rep | 证券交易 | 2010-01-11 | 2011-04-14 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2009-06-15 | 2009-12-10 |
| Rep | 就证券提供意见 | 2009-06-15 | 2009-12-10 | |
| Rep | 证券交易 | 2009-06-15 | 2009-12-10 |
已采集记录中暂无金管局登记。