| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2021-04-09 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-05-31 | - |
| Rep | 证券交易 | 2010-10-18 | - | |
| CTBC Asia Limited | Rep | 就证券提供意见 | 2009-10-02 | 2010-02-13 |
| Rep | 证券交易 | 2009-10-02 | 2010-02-13 |