| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2018-07-25 | 2021-02-10 |
| Rep | 证券交易 | 2018-07-25 | 2021-02-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-04-23 | 2016-03-17 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-04-23 | 2016-03-17 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2005-09-28 | 2007-03-14 |
| Rep | 证券交易 | 2005-09-28 | 2007-03-14 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2005-09-28 | 2007-03-14 |
| Rep | 期货合约交易 | 2005-09-28 | 2007-03-14 |