| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2014-08-27 | 2014-09-05 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2014-08-27 | 2014-09-05 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2011-11-11 | 2013-01-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2011-11-11 | 2013-01-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自动化交易服务 | 2009-06-25 | 2013-01-10 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2009-06-25 | 2013-01-10 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-06-25 | 2011-11-11 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-03-11 | 2011-11-11 |