| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2020-07-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2016-08-04 | 2020-07-03 |
| Rep | 证券交易 | 2010-02-03 | 2020-07-03 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-02-03 | 2016-10-10 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2004-04-21 | 2007-01-31 |
| Rep | 证券交易 | 2004-04-21 | 2007-01-31 | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-11-19 |
| Rep | 提供资产管理 | - | 2003-11-19 | |
| Rep | 就证券提供意见 | - | 2004-03-01 | |
| Rep | 证券交易 | - | 2004-03-01 |