Moo, Jason Yi Sin
证监会中央编号:AHR791
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2019-10-22 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2015-04-21 | 2019-10-22 |
| Rep | 证券交易 | 2015-04-21 | 2019-10-22 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2015-04-15 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 就证券提供意见 | 2012-03-21 | 2015-04-21 |
| RO | 证券交易 | 2012-02-06 | 2015-04-21 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2012-02-06 | 2015-04-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2009-04-03 | 2012-02-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-04-03 | 2012-02-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2008-11-14 | 2009-04-03 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | 期货合约交易 | 2008-11-14 | 2009-04-03 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-12 |
| Rep | 就证券提供意见 | - | 2004-10-12 | |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 证券交易 | - | 2008-11-14 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | - | 2004-10-12 |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 期货合约交易 | - | 2008-11-14 |