| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2010-06-02 | 2022-04-30 |
| Rep | 证券交易 | 2010-06-02 | 2022-04-30 | |
| AllianceBernstein Hong Kong Limited | Rep | 就期货合约提供意见 | 2007-02-06 | 2007-09-22 |
| Rep | 就证券提供意见 | 2007-02-06 | 2007-09-22 | |
| Rep | 提供资产管理 | 2007-02-06 | 2007-09-22 | |
| Rep | 证券交易 | 2007-02-06 | 2007-09-22 |