| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2020-06-19 | 2022-09-17 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2020-02-18 | 2022-09-17 |
| Rep | 证券交易 | 2018-12-10 | 2022-09-17 | |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2013-11-05 | 2018-09-04 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 提供自动化交易服务 | 2013-11-05 | 2015-08-13 |
| Rep | 证券交易 | 2013-11-05 | 2015-08-13 | |
| Rep | 期货合约交易 | 2013-11-05 | 2018-09-04 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2009-02-18 | 2013-08-08 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-02-18 | 2013-08-08 |