| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | - |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供自动化交易服务 | 2009-03-24 | 2014-10-10 |
| Rep | 证券交易 | 2008-08-26 | - | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-08-26 | 2016-10-10 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-10-15 | 2008-07-28 |
| Rep | 期货合约交易 | 2007-10-15 | 2008-07-28 | |
| Rep | 就证券提供意见 | 2007-05-17 | 2008-07-28 | |
| Rep | 证券交易 | 2007-05-17 | 2008-07-28 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2005-03-31 | 2005-06-15 |
| Rep | 证券交易 | 2004-06-01 | 2005-06-15 |
金管局记录暂时无法加载，请稍后重试。