| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Alpine Investment Management Limited | RO | 提供资产管理 | 2022-10-03 | - |
| Derivatives China (Hong Kong) Limited | Rep | 提供资产管理 | 2022-01-07 | 2022-10-01 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2020-11-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2011-03-15 | 2020-11-09 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-03-15 | 2016-10-10 |