| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | 期货合约交易 | 2014-08-05 | 2020-01-21 |
| Rep | 提供资产管理 | 2014-08-05 | 2022-11-21 | |
| Rep | 证券交易 | 2014-08-05 | 2022-11-21 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 证券交易 | 2010-09-03 | 2014-05-31 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-08-20 | 2014-05-31 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-08-20 | 2014-05-31 |