| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GLOBAL VISION CAPITAL LIMITED | RO | 就证券提供意见 | 2016-12-12 | 2017-12-12 |
| RO | 提供资产管理 | 2016-12-12 | 2017-12-12 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就证券提供意见 | 2012-01-05 | 2013-06-29 |
| Rep | 证券交易 | 2012-01-05 | 2013-06-29 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-01-05 | 2013-06-29 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-06-02 | 2011-10-15 |
| Rep | 证券交易 | 2005-04-04 | 2011-10-15 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2005-04-04 | 2011-10-15 |