| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | Rep | 就证券提供意见 | 2024-03-18 | 2025-09-30 |
| Rep | 证券交易 | 2024-03-18 | 2025-09-30 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2023-08-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-12-11 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-06-04 | 2023-08-11 |