| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2017-07-04 | 2019-09-09 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2016-03-09 | 2019-09-09 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2015-10-30 | 2019-09-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-08-25 | 2014-07-03 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-08-25 | 2014-07-03 |