| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | 就机构融资提供意见 | 2026-01-20 | - |
| RO | 就期货合约提供意见 | 2026-01-20 | - | |
| RO | 就证券提供意见 | 2026-01-20 | - | |
| RO | 提供资产管理 | 2026-01-20 | - | |
| RO | 证券交易 | 2026-01-20 | - | |
| Rep | 就机构融资提供意见 | 2026-01-06 | 2026-01-20 | |
| Rep | 就期货合约提供意见 | 2026-01-06 | 2026-01-20 | |
| Rep | 就证券提供意见 | 2026-01-06 | 2026-01-20 | |
| Rep | 提供资产管理 | 2026-01-06 | 2026-01-20 | |
| Rep | 证券交易 | 2026-01-06 | 2026-01-20 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 证券交易 | 2022-10-14 | 2024-01-08 |
| RO | 就证券提供意见 | 2017-07-17 | 2024-01-08 | |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 就证券提供意见 | 2017-07-17 | 2024-01-08 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | RO | 提供资产管理 | 2017-03-28 | 2024-01-08 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | RO | 证券交易 | 2017-03-28 | 2024-01-08 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2016-05-06 | 2017-03-28 |
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 证券交易 | 2016-05-06 | 2017-03-28 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2008-07-25 | 2016-03-03 |
| Rep | 证券交易 | 2008-07-25 | 2016-03-03 |
已采集记录中暂无金管局登记。