| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-11-17 | 2012-10-11 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-06-08 | 2011-10-18 |
| Rep | 证券交易 | 2010-03-22 | 2012-10-11 | |
| BEAR STEARNS ASIA LIMITED | Rep | 证券交易 | 2006-08-23 | 2008-03-27 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 证券交易 | 2004-04-10 | 2006-08-14 |
| MACQUARIE EQUITIES (ASIA) LIMITED | Rep | 证券交易 | 2003-09-17 | 2004-03-18 |