| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | RO | 证券交易 | 2026-08-19 | - |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 期货合约交易 | 2026-08-19 | - |
| Rep | 就期货合约提供意见 | 2016-10-11 | 2026-06-29 | |
| Rep | 期货合约交易 | 2016-10-11 | 2026-08-19 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就期货合约提供意见 | 2011-06-08 | 2026-06-29 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2011-06-08 | 2016-10-10 |
| Rep | 期货合约交易 | 2009-05-12 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2004-07-20 | 2026-08-19 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2003-11-14 | 2004-07-16 |
| Rep | 证券交易 | 2003-11-14 | 2004-07-16 |
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