| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | RO | 证券交易 | 2024-04-16 | - |
| Rep | 证券交易 | 2024-02-01 | 2024-04-16 | |
| Morgan Stanley Asia Limited | RO | 证券交易 | 2020-11-23 | 2023-10-25 |
| Morgan Stanley Hong Kong Securities Limited | RO | 期货合约交易 | 2020-11-23 | 2023-10-25 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2020-08-03 | 2020-11-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2020-08-03 | 2020-11-23 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2020-05-06 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-09-21 | 2020-05-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2007-09-21 | 2016-10-10 |
已采集记录中暂无金管局登记。