| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期货合约交易 | 2013-06-21 | 2015-10-17 |
| Rep | 证券交易 | 2013-01-22 | 2015-10-17 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2013-01-22 | 2013-08-31 |
| Rep | 证券交易 | 2013-01-22 | 2013-08-31 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2012-05-07 | 2012-10-11 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供资产管理 | 2011-06-09 | 2012-10-11 |
| Rep | 证券交易 | 2010-09-01 | 2012-10-11 |