| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2026-02-02 | - |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2025-03-26 | 2025-09-19 |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2019-10-14 | 2021-09-24 |
| Morgan Stanley Asia Limited | Rep | 证券交易 | 2016-06-13 | 2019-06-24 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期货合约交易 | 2016-06-13 | 2019-06-24 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-10-12 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-10-12 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-10-12 | |
| Rep | 证券交易 | 2003-04-01 | 2016-03-15 |