| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | 提供自动化交易服务 | 2026-01-07 | - |
| Rep | 提供自动化交易服务 | 2022-08-09 | 2026-01-07 | |
| RO | 期货合约交易 | 2016-11-28 | - | |
| RO | 证券交易 | 2016-11-28 | - | |
| Rep | 期货合约交易 | 2016-10-11 | 2016-11-28 | |
| Rep | 证券交易 | 2016-10-11 | 2016-11-28 | |
| Rep | 证券交易 | 2012-04-30 | 2016-10-10 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2006-07-17 | - |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2006-07-17 | 2016-10-10 |