| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Snow Lake Capital (HK) Limited | Rep | 就证券提供意见 | 2019-08-28 | 2022-07-31 |
| Rep | 提供资产管理 | 2017-08-10 | 2022-07-31 | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期货合约交易 | 2016-10-11 | 2017-05-06 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-09-01 | 2016-10-10 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-02-27 | 2017-05-06 |