| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2008-09-02 | 2013-04-20 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2007-07-03 | 2013-04-20 |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2005-10-05 | 2007-05-18 |
| Standard Chartered Trustee (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2003-04-02 |
| Rep | 就证券提供意见 | - | 2003-04-02 | |
| Rep | 提供资产管理 | - | 2003-04-02 | |
| Rep | 证券交易 | - | 2003-04-02 |