| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NAN FUNG TRINITY (HK) LIMITED | RO | 就证券提供意见 | 2021-10-27 | - |
| RO | 提供资产管理 | 2021-10-27 | - | |
| RO | 证券交易 | 2021-10-27 | - | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-04-07 | 2014-12-31 |
| Rep | 提供资产管理 | 2014-04-07 | 2014-12-31 | |
| Rep | 证券交易 | 2014-04-07 | 2014-12-31 | |
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2014-04-07 | 2019-08-01 |
| Rep | 提供资产管理 | 2014-04-07 | 2019-08-01 | |
| Rep | 证券交易 | 2014-04-07 | 2019-08-01 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就证券提供意见 | 2006-04-11 | 2014-03-08 |
| Rep | 证券交易 | 2006-04-11 | 2014-03-08 | |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-09-24 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-09-24 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2006-03-14 |
已采集记录中暂无金管局登记。