| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited | RO | 就期货合约提供意见 | 2022-02-11 | - |
| RO | 期货合约交易 | 2022-02-11 | - | |
| RO | 就证券提供意见 | 2019-08-07 | - | |
| RO | 提供资产管理 | 2019-08-07 | - | |
| RO | 证券交易 | 2019-08-07 | - | |
| Rep | 就证券提供意见 | 2019-04-15 | 2019-08-07 | |
| Rep | 提供资产管理 | 2019-04-15 | 2019-08-07 | |
| Rep | 证券交易 | 2019-04-15 | 2019-08-07 | |
| Rep | 就期货合约提供意见 | 2019-04-15 | 2022-02-11 | |
| Rep | 期货合约交易 | 2019-04-15 | 2022-02-11 | |
| Grand China Securities Limited | RO | 证券交易 | 2012-05-03 | 2018-02-28 |
| YUE XIU FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2011-08-11 | 2014-01-06 |
| RO | 期货合约交易 | 2011-08-11 | 2014-01-06 | |
| HUA NAN SECURITIES (HK) LIMITED | RO | 期货合约交易 | 2011-03-23 | 2011-07-15 |
| RO | 证券交易 | 2011-03-23 | 2011-07-15 | |
| Rep | 期货合约交易 | 2010-12-28 | 2011-03-23 | |
| Rep | 证券交易 | 2010-12-28 | 2011-03-23 | |
| YUE XIU FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2008-12-19 | 2010-10-22 |
| RO | 期货合约交易 | 2008-12-19 | 2010-10-22 |
已采集记录中暂无金管局登记。