Wakao, Tetsuji 若生哲史
证监会中央编号:AQQ076
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Hyuet Capital Limited | RO | 就证券提供意见 | 2023-04-04 | - |
| RO | 提供资产管理 | 2023-04-04 | - | |
| Future Securities Limited (HK) | RO | 提供资产管理 | 2019-09-09 | 2023-02-28 |
| Rep | 期货合约交易 | 2019-06-20 | 2023-02-28 | |
| Rep | 证券交易 | 2019-06-20 | 2023-02-28 | |
| China Enterprise Securities Company Limited | RO | 就期货合约提供意见 | 2019-02-19 | 2019-03-29 |
| RO | 期货合约交易 | 2019-02-19 | 2019-03-29 | |
| RO | 提供资产管理 | 2018-04-11 | 2019-03-29 | |
| Rep | 提供资产管理 | 2017-11-15 | 2018-04-11 | |
| Rep | 证券交易 | 2017-11-15 | 2018-04-19 | |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | 提供资产管理 | 2017-03-14 | 2017-08-25 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-04-29 | 2017-08-25 |
| Grand China Securities Limited | Rep | 证券交易 | 2012-06-14 | 2013-08-30 |
| YUE XIU FUTURES COMPANY LIMITED | RO | 就期货合约提供意见 | 2011-10-26 | 2017-08-25 |
| RO | 期货合约交易 | 2010-10-22 | 2017-08-25 | |
| Rep | 期货合约交易 | 2010-10-05 | 2010-10-22 | |
| CNI Securities Group Limited | Rep | 证券交易 | 2010-01-21 | 2010-06-24 |
| GBS INTERNATIONAL FINANCIAL LIMITED | RO | 期货合约交易 | 2009-06-15 | 2010-08-19 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期货合约交易 | 2009-02-05 | 2009-03-15 |
| Nihon Unicom Financial Limited | RO | 期货合约交易 | 2008-06-03 | 2008-11-30 |